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Geometry

A Classification-Free Proof of the Root-Polytope Projection Theorem

Working Paper · SSRNFirst public Revised

A formalization is a machine-checkable proof. The proof assistant’s logical core, or kernel, checks every supporting theorem using only the stated basic logical principles, with no extra unproved theorem assumptions (Kernel-Only).

Overview

Projecting a root polytope onto a nonzero subspace spanned by roots enlarges the subsystem root polytope by a factor strictly below two. This paper gives a uniform proof of that known theorem, using averaging and a comparison of linear and quadratic bounds, with an explicit estimate for each projected root.

Original public questions

OPAC-018: Hopkins’s root polytope projections problem

Sam Hopkins: Root polytope projections — OPAC-018 (13 October 2019): a uniform, classification-free proof of the known strict factor-two projection bound.

Original abstract (English)

Let Φ be a finite reduced crystallographic root system, let P_Φ = conv(Φ) be its root polytope, and let U be a nonzero subspace spanned by roots. Hopkins and Postnikov proved that the orthogonal projection of P_Φ onto U lies in κP_(Φ∩U) for some κ < 2. The published proofs conclude with a case check from the classification of finite root systems. Writing γ_P for the Minkowski functional of P, which measures the least dilation needed to contain a vector, we give a direct proof and the rootwise estimate γ_(P_(Φ∩U))(proj_U α) ≤ 2‖proj_U α‖²/‖α‖² < 2 for α ∈ Φ outside U. After a Weyl-group symmetry moves the projected root into an antidominant chamber, its negative is a nonnegative combination of the vectors dual to the simple roots. After division by half the squared length of the original root, the coefficients are integers. A parabolic orbit average gives a linear upper bound for the gauge, while inverse positivity for an obtuse Gram matrix gives a quadratic lower bound for the norm. Integrality joins the two estimates, and strict contraction under orthogonal projection gives the factor below two. Taking the maximum over the finite root system proves the polytope containment and answers the request for a uniform proof. A complete Lean 4 formalization is publicly available.

Public abstract source

root systemroot polytopeorthogonal projectionWeyl group

Mathematical review

Kernel-Only

The principal conclusions have a public kernel-checked proof package and reviewed correspondence with the paper. This is distinct from external peer review.

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